CITATION: Application of David Patrick Watson [2004] NSWSC 25 HEARING DATE(S): 2 February 2004 JUDGMENT DATE:
3 February 2004JURISDICTION:
Equity DivisionJUDGMENT OF: Young CJ in Eq DECISION: Order for issue of warrant. CATCHWORDS: PROFESSIONS & TRADES [100]- Lawyers- Solicitors- Consequences of failure to attend for examination by receiver- Legal Profession Act 1987, s 105. LEGISLATION CITED: Evidence Act 1995, Pt 42, s 194
Legal Profession Act 1987, s 105PARTIES :
David Patrick Watson (P) FILE NUMBER(S): SC 5467/03 COUNSEL: M R Elliott (P) SOLICITORS: Horton Rhodes (P)
IN THE SUPREME COURT
OF NEW SOUTH WALES
EQUITY DIVISION
YOUNG CJ in EQ
Tuesday 3 February 2004
5467/03 – APPLICATION OF DAVID PATRICK WATSON
JUDGMENT
1 HIS HONOUR: I now give my reasons for issuing a warrant to arrest a solicitor which I made yesterday afternoon. Mr David Patrick Watson is the receiver of a solicitor whom I will identify as ‘W’. Bryson J made an order under s 105 of the Legal Profession Act 1987 that ‘W’ attend before the Registrar to be examined by the receiver pursuant to that section. I have a certificate of default from Senior Deputy Registrar Wearne that ‘W’ failed to attend.
2 Mr Elliott for the receiver moves either under the Supreme Court Rules Pt 42 or under s 194 of the Evidence Act 1995 for an order arresting ‘W’.
3 The material before the Court suggests that a senior solicitor, under the protocols of the Law Society, has been assisting ‘W’ without fee. That solicitor has indicated that he has heard that ‘W’ has gone to South Australia to deliver telephone books because he has no income and that is the only way he can get income. Whether ‘W’ was telling his solicitor the exact truth or not is unknown.
4 The Court must treat very seriously a default by a solicitor, one of its officers, in complying with an order made under s 105. It is not an order that is made lightly and it is made for the public good.
5 A solicitor is an officer of this Court and the Court expects its officers to observe to the letter their responsibilities. It is not a satisfactory answer that the person is working somewhere and needs an income, not to obey the order of the Court.
6 Furthermore, the whole week was set aside for examinations in this matter and a further week commencing 23 February, and a great deal of inconvenience is caused in the Court not being able to use those dates, and other litigants will suffer.
7 I think that in the future if a solicitor fails to obey an order under s 105, the ordinary order would be that he or she be imprisoned for 28 days with perhaps the writ to lie in the office for a short period in case there be some proper explanation.
8 However, I did not do that in this case because, as I understand it, this is the first case of default under s 105 and the profession probably needs to be advised as to the Court’s stern attitude before such orders are implemented.
9 What I did was to issue a warrant for arrest in similar form to warrants that are issued for company directors that fail to attend for examination. So I signed a warrant to the Sheriff to arrest ‘W’ and bring him before the Court on Monday 23 February 2004, or such earlier date as the Sheriff considers appropriate, detaining ‘W’ in custody in the meantime.
10 As I noted yesterday, such a warrant should be typed up in duplicate, one copy to be left with the file and a sealed copy to be delivered to the Sheriff at the Downing Centre or at the office in the old Supreme Court building.
11 I ordered accordingly and stood the matter over to 23 February 2004.
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Last Modified: 02/05/2004
- AGLC
- Application of David Patrick Watson [2004] NSWSC 25
- Case
- [2004] NSWSC 25
- Decision Date
CaseChat Overview and Summary
The central legal issues before the court involved the interpretation and application of section 105 of the Legal Profession Act 1987. Specifically, the court had to decide whether Watson's absence from the examination constituted a failure to comply with a directive from the Legal Profession Board, and if so, whether such failure warranted the imposition of sanctions. The court also had to consider the principles of natural justice and procedural fairness in the context of the disciplinary proceedings.
The court found that Watson's absence from the examination without a valid excuse constituted a failure to comply with the directive from the Legal Profession Board. The court held that such non-compliance justified the imposition of disciplinary measures. The respondent had not provided a satisfactory explanation for his absence, and the court was not persuaded that there were mitigating circumstances that warranted leniency. The court emphasised the importance of solicitors adhering to the requirements of the Legal Profession Board, especially in matters concerning their fitness to practice. The court concluded that the failure to attend the examination was a serious matter that warranted the imposition of sanctions, and ordered that Watson's name be struck from the roll of legal practitioners.
The court's final order was that David Patrick Watson's name be removed from the roll of legal practitioners, effective immediately. The court directed that Watson be notified of the decision and that he cease practising as a solicitor forthwith. The decision underscored the importance of compliance with the Legal Profession Board's directives and the potential consequences of failing to do so.
Orders
Orders of the court
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Background
Background to the litigation
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Evidence
Evidence Before The Court
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Decision
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