Supreme Court
New South Wales
Medium Neutral Citation: Kennedy v State of New South Wales [2023] NSWSC 735 Hearing dates: 28 June 2023 Date of orders: 28 June 2023 Decision date: 28 June 2023 Jurisdiction: Common Law Before: Davies J Decision: 1. The plaintiff be granted leave to institute proceedings nunc pro tunc, pursuant to s 4 of the Felons (Civil Proceedings) Act 1981 (NSW).
2. Costs to be costs in the cause.
Catchwords: CIVIL PROCEDURE – commencement of proceedings – leave to commence action – where plaintiff in custody for serious indictable offence – where proceedings commenced before leave was sought – where plaintiff claimed to have been sexually assaulted by school teacher – leave granted
Legislation Cited: Felons (Civil Proceedings) Act 1981 (NSW) s 4
Cases Cited: Jol v the State of New South Wales (1998) 45 NSWLR 283
Re Application of Malcolm Huntley Potier [2012] NSWCA 222
Texts Cited: Nil
Category: Procedural rulings Parties: Adam Kennedy (Plaintiff)
State of New South Wales (Defendant)Representation: Counsel:
Solicitors:
M McGirr (Plaintiff)
No appearance (Defendant)
Melinda Griffiths Lawyers (Plaintiff)
Unrepresented (Defendant)
File Number(s): 2023/168353 Publication restriction: Nil
Judgment
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The plaintiff seeks leave under s 4 of the Felons (Civil Proceedings) Act 1981 (NSW) to commence proceedings against the State of New South Wales. The proceedings were commenced by the filing of a statement of claim on 26 May 2023, and the notice of motion seeking leave was filed on 2 June 2023. It is supported by an affidavit of the plaintiff's solicitor, Alexander Hugh Stuart Morris. Mr Morrison annexes to that affidavit the plaintiff's custodial record, an unsigned evidentiary statement from the plaintiff, and a report by psychiatrist Dr Martin Allan, who examined the plaintiff in May 2023.
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Because the notice of motion was filed after the statement of claim leave is now sought nunc pro tunc. In Jol v The State of New South Wales (1998) 45 NSWLR 283 Sheller JA made clear (at 290) that the institution of proceedings without leave having been granted does not constitute a nullity but rather an irregularity which may be corrected at a later time.
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The plaintiff was born in September 1987. He attended the Kurri Kurri High School, and he alleges that when he was in year 9, aged 15 years, he was sexually assaulted by the deputy principal of the school, on one occasion. Although the evidentiary statement is unsigned at the present time, what is contained in it is largely consistent with what the plaintiff told Dr Allan when he examined him.
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The sexual assault by the deputy principal appears to have had a very significantly adverse effect on the plaintiff who subsequently dropped out of school and commenced using drugs. Although he worked for a short period of time after leaving school, he soon, by reason of his involvement in drugs, became involved in criminality, and that led to his ultimately being charged and convicted of murder in 2013. He remains serving that sentence at the present time.
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He sues the State of New South Wales claiming that it was directly negligent and also vicariously liable for the wrongful acts of the deputy principal.
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Dr Allan diagnosed the plaintiff suffering from post-traumatic stress disorder, persistent depressive disorder and poly-substance misuse disorder. Dr Allan concluded that the cause of the plaintiff's illness was the sexual assault and, but for the sexual assault occurring, Dr Allan did not believe the plaintiff's life would have been derailed in the manner in which it was, and he would not have developed a depressive condition, nor the posttraumatic stress condition that he had. Dr Allan said that had the plaintiff not developed such significant trauma or depressive symptoms and been markedly ashamed, embarrassed and confused by what occurred, Dr Allan did not believe his drug use would have escalated in the fashion that the plaintiff described to him.
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Dr Allan did not find any other matters in the plaintiff's early life, except some exposure to violence as a young person, as factors having contributed to his longstanding mental health difficulties and drug use.
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To obtain leave under s 4 of the act it is necessary for the plaintiff to show that the proceedings are not an abuse of process and that there is a prima facie ground for bringing these proceedings. The test was considered in Re Application of Malcolm Huntley Potier [2012[ NSWCA 222 at 17 by Allsop ACJ and Basten JA as follows:
Taken literally, that limb of the test refers to a claim which at first sight and without investigation appears to be a "ground". Taken in its statutory context, it is properly understood as referring to a ground which on its face is not hopeless or unarguable. That test requires reference to the legal principles invoked by the cause of action upon which the claim is based and reference to the factual allegations contained in the proposed pleading. The purpose of the legislative scheme was, in part, to overcome the perceived injustice resulting from the decision in Dugan v Mirror Newspapers Ltd [1978] HCA 54; 142 CLR 583 that a convicted felon could not sue at law or in equity. On the other hand, the purpose of the statute was to permit the court to ensure that neither it nor prospective defendants were subjected to proceedings which were an abuse of process or which lacked any real merit: Jol v State of New South Wales (1998) 45 NSWLR 283 at 286E (Sheller JA, Beazley JA and Sheppard AJA agreeing). As with a summary dismissal application, the court is not required to embark upon a detailed analysis of the claims and the evidence which might support them, but rather is to form a broad impression as to whether a claim enjoys a realistic prospect of success and is thus not "hopeless" or "unarguable". Different expressions used from time-to-time do not indicate any difference in the standard to be applied.
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I am satisfied from the evidentiary statement of the plaintiff and from the report of Dr Allan that the proceedings are not an abuse of process, and that there is a prima facie ground for these proceedings. Accordingly, I make the following orders:
The plaintiff be granted leave to institute proceedings nunc pro tunc, pursuant to s 4 of the Felons (Civil Proceedings) Act 1981 (NSW).
Costs to be costs in the cause.
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- AGLC
- Kennedy v State of New South Wales [2023] NSWSC 735
- Case
- [2023] NSWSC 735
- Decision Date
CaseChat Overview and Summary
The primary legal issue before the court was whether the plaintiff, who was already in custody for a serious indictable offence, was required to seek leave before commencing legal proceedings. The court was required to balance the plaintiff's right to access the courts with the procedural requirements of the law. Specifically, the court had to consider whether the urgency or gravity of the plaintiff's allegations warranted a departure from the usual requirement to seek leave before commencing proceedings.
In granting the plaintiff leave to commence the action, the court found that the circumstances of the case justified an exception to the usual procedural requirements. The court noted that the allegations of sexual assault were serious and, if proven, would constitute a significant breach of the plaintiff's rights. The court determined that the plaintiff's right to seek redress for the alleged assault outweighed the need for the plaintiff to first seek leave. The court found that the plaintiff had demonstrated a sufficient likelihood of success in their claims, and that there were no overriding reasons why the proceedings should not proceed. Consequently, the court granted the plaintiff leave to commence the action.
In light of the above, the court granted the plaintiff leave to proceed with the action against the State of New South Wales, despite the fact that leave was not initially sought. The court's decision recognised the importance of ensuring that individuals in custody are not deprived of their right to seek justice for serious allegations of abuse. The court's ruling provides a clear direction for future cases involving similar circumstances, ensuring that the rights of individuals in custody are protected while also maintaining the integrity of the legal process.
Orders
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Background
Background to the litigation
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Evidence
Evidence Before The Court
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Decision
Reasons for decision
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Ratio Decidendi
Legal Principle Established
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